Financial Services

Entities in the financial services industry, from start-ups to mature companies, turn to Friedman LLP for our adaptability and breadth of knowledge when every second-and dollar-count.

We provide hedge funds, private equity firms, and broker/dealers with the resources to meet critical compliance deadlines; proactively inform and guide management on emerging legislation, accounting pronouncements and regulatory requirements; manage technical concerns; and position them for greater profitability in an ever-evolving and highly-scrutinized marketplace.

Audit and accounting services

Internal controls review and assessment

Service Organization Control (SOC) Reports (formerly SAS 70 Reports)

IRS and state audit assistance

Tax planning and compliance

Regulatory reporting and representation

Review of partnership agreements and allocations

Net asset value calculations

Incentive allocation arrangements

Entity structuring

Projections

IT systems reviews

Corporate governance assessment